) specified by the regulation. Net Capital Rule (NCR) The SEC applies the " net capital rule ( NCR )" approach, where securities and derivatives businesses are required to maintain “ net capital ( NC
country funds: (1) Calculation and announcement of the NAV, investment unit values, as well as uses of number of decimal digits; (2) Announcement of dividend payment; (3) Dissolution of funds. Authority of
country funds: (1) Calculation and announcement of the NAV, investment unit values, as well as uses of number of decimal digits; (2) Announcement of dividend payment; (3) Dissolution of funds. Authority of
announcement of the NAV and investment unit values of closed-end funds (5) Calculation and announcement of the NAV, offering and redemption prices of investment units of open-end funds. (6) Uses of decimal
announcement of the NAV and investment unit values of closed-end funds (5) Calculation and announcement of the NAV, offering and redemption prices of investment units of open-end funds. (6) Uses of decimal
Uses the same criteria with Public Offering (PO), for instance, qualifications of good corporate governance and qualifications under 1.1 to 1.4. If the offering price for the shares is below the market
general public. Furthermore, we encourage uses of FinTech to generate financial solutions, and to serve as an aiding tool for financial planning under the framework “Five Steps to Investment with
general public. Furthermore, we encourage uses of FinTech to generate financial solutions, and to serve as an aiding tool for financial planning under the framework “Five Steps to Investment with