not overlap duties of the management or the requested information should not be excessive. Q: Prior proposing to the board, shall the company has approval from audit committee in case it applies for a
fully documented according to the SEC Complaint Procedure, which applies to all complaints in general. The complainant must provide the SEC with sufficient facts and related evidence for his or her own
in its annual report (if any). 3. Who can become a Signatory to the I Code? The I Code is a voluntary code that applies to Institutional Investors who become signatories as follows: Asset Managers: SEC
) specified by the regulation. Net Capital Rule (NCR) The SEC applies the " net capital rule ( NCR )" approach, where securities and derivatives businesses are required to maintain “ net capital ( NC
the Securities and Exchange Act, the record date only applies to the holding of the shareholders' meeting; however, the SET recommends that listed companies also apply the record date to other
country funds: (1) Calculation and announcement of the NAV, investment unit values, as well as uses of number of decimal digits; (2) Announcement of dividend payment; (3) Dissolution of funds. Authority of
announcement of the NAV and investment unit values of closed-end funds (5) Calculation and announcement of the NAV, offering and redemption prices of investment units of open-end funds. (6) Uses of decimal