English (United States) Application Submission Our use of cookies We use necessary cookies to make our site work. We'd also like to
English (United States) Application Form Our use of cookies We use necessary cookies to make our site work. We'd also like to set
English (United States) Application Form Our use of cookies We use necessary cookies to make our site work. We'd also like to set
English (United States) Application Submission Our use of cookies We use necessary cookies to make our site work. We'd also like to
the development of the application that would be beneficial for investors, with which basic information can be convenient found and inspected. This application is another one of the measures
Waiver : Mr. Vorasit Pokachaiyapat | Application Date : 04/10/2018
The SEC has implemented the initial intensive measures for securities public offering companies and listed companies that commission carbon footprint preparation reviewer in accordance with the Notification of the Office of the Securities and Exchange Commission No. Sor Mor. 18/2564 Re: Measures on Fee Deduction for Filing the Registration Statement for Securities Offering and the Annual Registration Statement for Companies Disclosing Greenhouse Gas Emission Data, dated 10 March 2021. The fee de...
application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
, the SEC has launched the application fee reduction scheme to allow auditors affiliated with audit firms in the capital market to apply for approval as auditor in the capital market for the first time