influence on the applicant’s giving of opinions are not employee or worker of the company or its subsidiaries for which the applicant is the auditor; 5. The audit firm does not provide bookkeeping or any
public accountant 2. Applicant’s biodata and details 3. Certification from the leader of the audit firm 4. The audit firm’s information and relevant details 5. The audit firm’s certification and consensus
UNOFFICIAL TRANSLATION (Revised 2015) 3. Certification of the Applicant Date ........ Month ........ Year ............... Dear Secretary-General of the Office of the Securities and Exchange
Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the audit firm
applicant’s related parties under Section 258 in case the applicant is a connected person of the business; (3) The method for determination of the offering price of securities and the supporting reasons as to
entities under sub clause (1) (2) or (3), who hold(s) more than 90% of all issued shares of such company. Clause 3 An applicant would obtain an approval to perform trust business only if the applicant
as follows: 1. Name of the Applicant (In Thai): …................................................................................................................................................. (In
taking into account the best interest of unit holders. In addition, the applicant shall comply at least with the following criteria: (1) no reasonable doubt of the applicant’s financial position which may
of newly issued shares to the general public only if the applicant would be able to demonstrate to the satisfaction of the SEC Office that the applicant’s business is not involved in illegal business