information or misstatement, it will order the company to rectify such financial statements and publicly disclose the order via the SEC website. From time to time where the SEC finds suspicious transactions in
) The time of more than 1 day in which the mutual fund management company rejects the selling or repurchase of investment units or suspends acceptance of purchase or redemption orders. (4) Preparation and
) The time of more than 1 day in which the mutual fund management company rejects the selling or repurchase of investment units or suspends acceptance of purchase or redemption orders. (4) Preparation and
assets 6.4 Mutual fund with a one-time investment strategy (Buy-and-Hold Funds) 6.5 Announcement of the NAV 6.1 Closed-end funds (1) Calculate the NAV and investment unit value at the end of every
assets 6.4 Mutual fund with a one-time investment strategy (Buy-and-Hold Funds) 6.5 Announcement of the NAV 6.1 Closed-end funds (1) Calculate the NAV and investment unit value at the end of every
SEC to suspend functioning as appraisal company in capital market or being under the period of time that the SEC could refuse to accept the application. Lead appraiser Being full time casual worker or
issued shares of the company Having a definitive price and the exercise ratio Allowing a period of time to indicate the exercise of right not less than 15 days before the exercise date The number of
constant offering and repurchase prices all the time, or MMF constant NAV, shall not file for automatic approval of the fund establishment. (2) The calculation for the number of investment units (2.1) Fix
constant offering and repurchase prices all the time, or MMF constant NAV, shall not file for automatic approval of the fund establishment. (2) The calculation for the number of investment units (2.1) Fix
business license in the category of investment advisory service shall file an application with the SEC Office within the period of time, in form and together with the supplementary documents as specified in