(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (In Case of being under supervision of internationally-recognized regulator) Authority: the Office of the
(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (General Case) Authority: the Office of the Securities and Exchange Commission (public agency) Rules
(Unofficial Translation) 1 Licensing Manual: Application for Approval of Capital Market Auditor Authority: the Office of the Securities and Exchange Commission (public agency) Rules, procedures and
Financial Analyst (CFA) program or Certified Investment and Securities Analyst (CISA) course or other equivalent curriculums as approved by the SEC Office. Clause 5 An application for obtaining an approval to
Basis and Program Basis __________________________ Clause 18 A foreign entity applying for an offer for sale of the debt securities shall file an application together with the registration statement with
Commission concerning Determination of Fees for the Application for Offer for Sale of Newly Issued Securities and the Application for Approval of Securitization Program. Clause 27 A financial advisor is
government agencies shall arrange the appointment of a bondholders’ representative. Chapter 2 Application and Approval Procedure on Issue and Program Basis __________________ Clause 17 The Thai government
Approval Procedure on Issue and Program Basis ______________________ Clause 20 A company applying for an offer for sale of bonds shall file the application together with the registration statement to the SEC
in the form of program” means newly issued short-term sukuk that has obtained an approval from the SEC Office for multiple offers for sale without the obligation to repeat the application for approval
company launched a new service, “HomePro Service Application”, which will serve as a channel for customers to purchase Home Service via the Mobile Application. Covering more than 40 services, this will be