report with the Office on a monthly basis through Form Bor.Lor. 2 and Table Bor.Lor. 2/1 as attached to this Notification by the fourteenth day of the following month. (2) Report on margin accounts: Only
added by the Notification of the Office of Securities and Exchange Commission No. SorThor. 20/2547 Re: Report Forms of Securities Companies (No. 2) dated 25 May 2004. 2 As added by the Notification of the
operation: Securities companies, excluding such securities companies licensed to undertake securities business in the category of securities finance, shall prepare and file this report 1 As added by the
and Tables attached hereto. In addition, the following terms shall be defined as below: 11 Amended by the Notification of the Capital Market Supervisory Board No. Tor Jor. 22/2560 Re: Submission of the
such registration shall submit the application to the Office as per form 121-1, as attached to this Notification, and related documents together with two sets of copies of the application and related
” means the Office of the Securities and Exchange Commission. 1 This is added by the Notification No. OrNor. 4/2547 Re: Registration of Persons Qualified to Be a Mutual Fund Supervisor (No.2) dated 09/03
presented in the latest audited financial statement is in a positive position. If there is a capital increase after such financial statement, the increased amount could be added to the shareholders’ equity
During his opening remarks, Dr. Charnkrij Dejvitak, Vice Minister attached to the Prime Minister, as representative of the Minister of Finance, stated: “To achieve the Sustainable Development
Securities and Exchange Commission hereby issues the following regulations: Clause 1. Part 3, Page 1 to Page 3 of the Form BorLor. 4/1 attached with the Notification of the Securities and Exchange Commission