.................................................................. as an authorized person to affix binding signature on every page of this document. If the signature of...........................................does not appear on any document, such document shall be
whose names appear on the register of unitholders on the dissolution date of the mutual fund money or assets remaining after the payment of debts; (5) applying for registration of the dissolution of the
prior to the date the branch office starts its operation, it must not appear that the securities company conducts an offence relating to misleading its financial status or actual performance; (6) have an
operation, it must not appear that the derivatives broker conducts an offence relating to misleading its financial status or actual performance; In the case where the derivatives broker lacks of qualification
there appear to be additional fact and the Office notify of such necessity to the securities company prior to the period of thirty days, the Office may extend the period for consideration as needed. When
matters specified in this Notification to ensure practical implementation and to enable the Office to examine such implementation. Clause 5. In the case where the facts appear to the Office that any
claimant does not appear in the first consideration and does not notify the reasons in writing before the commencement of the consideration, the arbitrator may dispose such dispute, or if the arbitrator
more than three years prior to the date the branch office starts its operation; (4) for the period of twelve months prior to the date the branch office starts its operation, it must not appear that the
Writing Not to Take a Suitability Test. Clause 31 In cases where the results of the suitability test under Clause 30 appear that a certain risky or complex capital market product may not be suitable for the
applicant does not pay for the application fee under (3) of paragraph one; (2) the applicant does not appear to give statements or submit additional documents within the period specified by the Office under