morality, the SEC has the power to refuse registering the persons as directors of the association. When it is apparent that the board of directors, directors or members of the associations undertake any
person with proportion or characteristics as specified by the SEC; (2) have honest executives as apparent from working records, who are capable and have experiences beneficial to business operation; (3
of inter - dealer brokerage shall- (1) not have shareholder or controlling person with proportion or characteristics as specified by the SEC; (2) have honest executives as apparent from working records
capacity to continuously and reliably manage the trust according to the trust instrument. In case of a non-asset company, the SEC prescribes additional requirements as follows: A paid-up capital of not
party's own benefit or in capacity of an agent of a non-resident third party; (2) providing service of securities borrowing and lending by securities depositary center to its members, if securities
a quantity and complexity of transactions that are sufficient for demonstrating knowledge and capacity of the auditor and audit engagement quality; and - having cumulatively performed audit duties
-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on
-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on
Improved Capacity and Skills in TCFD Knowledge and Reporting ร่วมกับ UK และ CDP คลิปการบรรยาย เอกสารบรรยาย 1 (TCFD) เอกสารบรรยาย 2 (Gender Equality) การจัดทำรายงานการปล่อยก๊าซเรือนกระจกเพื่อความยั่งยืนของ
ไทย) การอบรม Improved Capacity and Skills in TCFD Knowledge and Reporting ร่วมกับ UK และ CDP คลิปการบรรยาย เอกสารบรรยาย 1 (TCFD) เอกสารบรรยาย 2 (Gender Equality) การจัดทำรายงานการปล่อยก๊าซเรือนกระจก