and grasp new opportunities. Taking into account the costs and benefits of regulation, governments have an important responsibility for shaping an effective regulatory framework that provides for
and clients. 12 3.6 Transparency and accountability Institutional investors should be transparent and open with their beneficiaries or clients so as to be fully accountable for the effective delivery of
Controls • Accuracy • Valuation • Existence • Completeness • Rights and obligations • Presentation and disclosures Policy Manual IT Flowchart ออกแบบ ปฏิบติั รายงาน • Integrity • Responsibility
and conversion by 2030 using established resources such as the Finance Sector Roadmap on eliminating deforestation, which is aligned with best practice guidance from the Accountability Framework for
-to-day responsibility for carrying them out. 12.3 Collaboration Where an investment institution is not of sufficient scale to have governance structures or internal resources to deliver effective
any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorShor. 39
Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 41/2553 Re: Granting of Approval of Financial Advisors and Their Scope of Work (No. 2) dated 6 October 2010 (effective on 16
Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither undertake any responsibility for its accuracy nor be held liable for any loss or
. The SEC, Thailand can neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the
any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Securities and Exchange Commission No