case. Like in any other cases, the SEC exercised its power and duty as assigned by the Securities and Exchange Act B.E. 2535 (1992) in scrutinizing SHIN alleged irregularities. The probing process was

Agent? at the SEC website (www.sec.or.th) or at the Agricultural Futures Trading Commission website (www.aftc.or.th) in case of agricultural futures investments. To report any suspicious irregularities or

SEC website (www.sec.or.th) or at the Agricultural Futures Trading Commission website (www.aftc.or.th) in case of agricultural futures investments. To report any suspicious irregularities or

case of suspicious irregularities, investors are strongly advised to make direct inquiries to the back office or the compliance unit of the securities company for clarification and further action.

referral from the Stock Exchange of Thailand (SET), irregularities were detected in relation to the trading activities of such shares by a certain group of persons. An SEC subsequent investigation revealed

the raids on companies connected to Suriya, Somphong and Somchai. Reasonable evidence indicated that the irregularities of METRO, TUCC and SECC shares were caused by the trading activities of the three

business entity found to be related to the above executives as an intermediary for client payments. Such irregularities prevented the company from receiving full payments from end-customers according to

express qualified opinions on those irregularities which misled the users of SECC financial statements into believing that the documents were reasonably accurate and reliable. According to the SEC?s

November 2008, their total net liquid capital is far higher than the minimum requirement by 49 billion baht. Their overall investments in the stock market are relatively low and there are no irregularities

and analyze irregularities related to suspicious transactions. SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time that SEC has laid out a capital market digital strategic plan