after the end of annually period, whichever is the sooner. Annual Compliance Report (SEC Circular SEC. Gor. 15/2538) To be filed within 60 days of the following year. Other Reports​ Report on Gross

end of the accounting period A six-month report based on the accounting period/calendar year shall be prepared and submitted within 2 months from the end of 6 month period. An annual report: 1) Based on

.​ ​​ Closed-end Funds ​Open-end Funds ​  An annual report shall be distributed within 3 months from the end of the accounting period A six-month report based on the accounting period/calendar year shall be

Preparation of a 6 month-period report and an annual report is not required for the mutual fund which has the term period less than one year, invest in instruments with maturity period close to the term of the

preparation of the financial statements for the final accounting year ( a period of longer than 12 months but not longer than 15 months) , the mutual fund  management company may prepare the financial reports

as from the end of each quarter. -  The audited annual financial statement shall be submitted within 2 months as from the end of the accounting period.       ​​​ In case of submitting the review of 4

the Securities and Exchange Act B.E. 2535;    (b) net profit or not loss from operation during three consecutive years prior to the year of filing the application;    (c) any step taken by the

Anti-Money Laundering Act and it has not yet surpassed the three-year interval time after the date on which the court issued such order.​ Having been accused by the SEC on offences under 3, which is a

operation during three consecutive years prior to the year of filing the application;    (c) any step taken by the securities company to rectify financial condition or result of operation as approved by the

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