mutual funds and private funds which did not analyze and estimate the value of the IPO securities adequately and appropriately. SEC Act S.117 and 133 paragraph 2 Settlement Committee Meeting No. 3/2021
of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3
Mrs. Usavadee Srisuchart Between April 7 - 21, 2010, Mrs. Usavadee Srisuchart and Mr. Perayuth Nark-In aided and abetted Mr. Swake Srisuchart in purchasing Power Line Engineering Public Company
Mr. Perayuth Nark-In Between April 7 - 21, 2010, Mr. Perayuth Nark-In and Mrs. Usavadee Srisuchart aided and abetted Mr. Swake Srisuchart in purchasing Power Line Engineering Public Company Limited
Miss Viporn Jitsomwang Between November 16 ? 7 December, 2010, Miss Viporn Jitsomwang and Mrs. Narumon Chainaknan aided and abetted Mr. Thavatvong Thanasumitra in purchasing Bangkok Dusit
Mrs. Narumon Chainaknan Between November 16 ? 7 December, 2010, Mrs. Narumon Chainaknan and Miss Viporn Jitsomwang aided and abetted Mr. Thavatvong Thanasumitra in purchasing Bangkok Dusit
Mrs. Piyanuch Janetumnugul Between April 30 – 10 May, 2012, Mrs. Piyanuch Janetumnugul aided and abetted Mr. Satja Janetumnugul in purchasing Rayong Purifier Public Company Limited’s shares by
, defrauded and embezzled the company’s money by falsifying purchasing documents of non-existent cars to deceive the company into paying the money to himself and other persons for those cars, thereby causing
Miss Wacharee Unnoppetchara Miss Wacharee Unnoppetchara, former director and purchasing manager of Agro Industrial Machinery Plc. (AMAC) (Presently Max Metal Corporation Plc. (MAX)), together with
Mr. Nipon Phoophagaphanphong Mr. Nipon Phoophagaphanphong, former purchasing manager of Agro Industrial Machinery Plc. (AMAC) (Presently Max Metal Corporation Plc. (MAX)), together with Mr. Suthisak