. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
control of the audit firm? 2 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how the ultimate shareholder(s) delegate or https://www.sec.or.th/EN
-General of the Securities and Exchange Commission (SEC) has outlined her perspective and vision for managing the regulatory agency, emphasizing the importance of maintaining a balance between the roles of
with all types of investors /reverse repo transaction as a tool for managing liquidity and generate benefits from the securities in possession . In this regard, however, securities companies have to put
with all types of investors /reverse repo transaction as a tool for managing liquidity and generate benefits from the securities in possession . In this regard, however, securities companies have to put
Additional Rules for Proprietary Trading of Securities Companies __________________________ Division 1 Rules on Investment _______________ Clause 7 An operating system supervising the proprietary trading of a
Additional Rules for Proprietary Trading of Securities Companies __________________________ Division 1 Rules on Investment _______________ Clause 7 An operating system supervising the proprietary trading of a
Additional Rules for Proprietary Trading of Securities Companies __________________________ Division 1 Rules on Investment _______________ Clause 7 An operating system supervising the proprietary trading of a