Section 135 of the Securities and Exchanges Act, B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 2), B.E. 2542 (1999), the Office of the Securities and Exchange Commission hereby issues

Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) in conjunction with Clause 2 of Ministerial Regulation concerning Granting Approval for Undertaking of

shall have the power to specify the particulars which are material to the agreement. (As amended by Section 6 of the Securities and Exchange Act (No.2) B.E. 2542)

the SEC. (As amended by Section 6 of the Securities and Exchange Act (No.2) B.E. 2542)

holding securities for investment by the securities company itself; (3) Bearing a responsibility for the clearing and settlement for securities. (As amended by Section 5 of the Securities and Exchange Act

of Debt Securities (No. 11) dated 25/10/2006. Amended by Notification of the Securities and Exchange Commission No. KorThor. 42/2545 Re: Rules, Conditions and Procedures for Dealing of Debt Securities

Securities and Exchange Commission Amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 18/2560 Re: Rules, Conditions and Procedure for Applying for License and Granting of

. 2535 (1992), as amended by the Securities and Exchange Act (No. 2) B.E. 2542 (1999), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The securities companies

the operation of the Office. (The first paragraph is amended by Section 4 of the Securities and Exchange Act (No.2) B.E. 2542)

January 2005. Notified this 22nd day of December 2004. (Mr. Somkid Jatusripitak) Minister of Finance Chairman Securities and Exchange Commission 3 As amended by the Notification of the Securities and