are major shareholders dated 23 February 2000 as amended by the Notification of the Ministry of Finance, Re: Prescribing the conditions requiring securities company to apply for approval of persons who
113 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) , Section 100, Section 103(9) and (10), Section 109, Section 114, Section
Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes ; (3) investment units of a mutual fund whose returns calculation is made in a complicated way (complex
Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) in conjunction with Clause 2 of Ministerial Regulation concerning Granting Approval for Undertaking of
shall have the power to specify the particulars which are material to the agreement. (As amended by Section 6 of the Securities and Exchange Act (No.2) B.E. 2542)
the SEC. (As amended by Section 6 of the Securities and Exchange Act (No.2) B.E. 2542)
holding securities for investment by the securities company itself; (3) Bearing a responsibility for the clearing and settlement for securities. (As amended by Section 5 of the Securities and Exchange Act
of Debt Securities (No. 11) dated 25/10/2006. Amended by Notification of the Securities and Exchange Commission No. KorThor. 42/2545 Re: Rules, Conditions and Procedures for Dealing of Debt Securities
Securities and Exchange Commission Amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 18/2560 Re: Rules, Conditions and Procedure for Applying for License and Granting of
. 2535 (1992), as amended by the Securities and Exchange Act (No. 2) B.E. 2542 (1999), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The securities companies