technology risk framework 1 สงิหาคม 2565 การอบรมการใชง้าน ระบบ ESUBMISSION 2©Copyright ระบบ ESUBMISSION : วตัถปุระสงค์ เป็นชอ่งทางอ านวยความสะดวกใหก้บัผูอ้อก หลกัทรัพย ์ตวักลาง และอืน่ๆ ในการจัดสง่
technology risk framework รวมคลปิบรรยาย ระบบ ESUBMISSION Phase 2 1 สงิหาคม 2565 2©Copyright ภาพรวมระบบ ESUBMISSION เน้ือหา 1. วตัถุประสงคข์องระบบ ESUBMISSION 2. การประยุกตใ์ช ้Digital ID ภาครฐั 3. ร
limit in equities or alternative assets, the risk level should be in accordance with the actual asset allocation of the fund. For example, if the fund invests mainly in equities, the risk spectrum should
Sustainable Development Risk Management Economic Overview and Capital Market in 2014 and Prospects for 2015 Industry Overview: Securities and Derivatives Business Industry overview: Mutual Fund Industry Key
alternative assets. ▪ In case of the ARFP Fund without specifying its investment limit in equities, the risk level should be in accordance with the actual asset allocation of the fund. For example, if the fund
. Medium-high risk 5 ▪ has a net exposure in equities, fixed income, or alternative assets. ▪ In case of CIS without specifying its investment limit in equities, the risk level should be in accordance with
not less than 60% of NAV Risk Profile Risk Level Fund Type Explanation Mixed fund Investing in equities, debt instruments and/or alternative assets with net exposure in equities not less than 80% of NAV
dimensions – economy, society and environment – under good corporate governance, appropriate risk management and effective cost management. Guided by the Customer Centricity strategy and our resolution of
registrar’s name, the period of the mutual fund, the scheme’s capital amount, and the characteristics of unitholders; (2)2 a diagram showing the mutual fund’s risk level and a summary of important risk factors
(“Notification No. TorThor. 35/2556”) and the notification of the Office of Securities and Exchange Commission No. SorThor/Nor. 45/2559 Re: Rules in Detail on Regulations Concerning the Establishment of Risk