Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that
Bangkok, March 7, 2014 ? The SEC exchanged Letters for Cooperation with Financial Services Agency (FSA), Japan, to expand business opportunity between two capital markets. In this regard, the SEC
facilitated. In July 2019, SEC, therefore, issued letters to every type of intermediaries to request cooperation and support from them considering to participate in the NDID project. The project has been
the invitation letters to shareholders meetings, and so forth, in order for listed companies and shareholders to have clear practice guidelines, and the Boards of Directors shall have sufficient
ตกลงความร่วมมือ (Letters for Cooperation) กับหน่วยงานกำกับดูแลด้านการเงินและตลาดทุนของประเทศญี่ปุ่น (Financial Services Agency: FSA) เมื่อปลายเดือนกุมภาพันธ์ที่ผ่านมา ในระหว่างการเดินทางไปหารือกับผู้
, accordingly, issued warning letters to all members of audit committee to strictly comply with the duties in the future. In this regard, all audit committee members resigned earlier.Information contained in this