may be affected; · To study international supervisory measures or standards and analyze their pros and cons; · To consult with the practitioners by arranging focus group
may be affected; · To study international supervisory measures or standards and analyze their pros and cons; · To consult with the practitioners by arranging focus group
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notification requires the business operators to comply with the policy, measures, and practice guideline for the delegation of other persons to operate a business on their behalf, for example, putting in place
confident that with their cooperation and support, the capital market will continue to play the central role as the country’s fund mobilization center contributing to the progress and prosperity of Thailand
ownership plan (ESOP)) who received the highest IPO share allocation, along with relevant information on their eligibility as prescribed in the prospectus Monitor the SET’s operation on an ongoing basis
has the duty to ensure that all departments have set up their own risk management procedures consistent with one another; (2) Required all risk-exposed departments to draw contingency plans to minimize
mechanism and provide investor education to empower and equip investors with enough mechanisms in exercising their rights and protecting themselves ● Improve operating procedures to assure that legal
challenges including large numbers of civil servants on their boards. Line ministries combine de facto shareholder powers in SOEs with policy and sometimes regulatory functions for both SOEs as well as the
prioritize potential risks to the SEC's goal achievement with regard to market supervision and development. Next is the drawing of appropriate strategies to prevent, control and avoid risks and their impacts