may be affected; · To study international supervisory measures or standards and analyze their pros and cons; · To consult with the practitioners by arranging focus group
Government Gazette / send the circulars / conduct seminars or dialogues with practitioners to ensure their correct understanding and implementation of the new notifications Acts and Royal Enactments
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notification requires the business operators to comply with the policy, measures, and practice guideline for the delegation of other persons to operate a business on their behalf, for example, putting in place
ownership plan (ESOP)) who received the highest IPO share allocation, along with relevant information on their eligibility as prescribed in the prospectus Monitor the SET’s operation on an ongoing basis
has the duty to ensure that all departments have set up their own risk management procedures consistent with one another; (2) Required all risk-exposed departments to draw contingency plans to minimize
fund/ commodity/ gold/ oil and so forth with the fiscal annual average of not less than 80% of the NAV. ▪ In case of the fund with a https://publish.sec.or.th/nrs/9030s.pdf PowerPoint Presentation % 0% 0
prioritize potential risks to the SEC's goal achievement with regard to market supervision and development. Next is the drawing of appropriate strategies to prevent, control and avoid risks and their impacts