Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
instance, securities intermediaries, asset management companies, investment consultants and derivatives intermediaries with underlyings such as SET index, oil and precious metals (gold, silver, etc.); For
assessment. Protecting Minority Investors The SEC office has involved and supported in the Protection of Minority Investors Topic along with the Department of Business Development, the Ministry of
assessment. Protecting Minority Investors The SEC office has involved and supported in the Protection of Minority Investors Topic along with the Department of Business Development, the Ministry of
all stakeholders to benefits from the capital market with confidence. The major groups of stakeholders and their expectations from the SEC are defined as follows: Stakeholders in the Capital Market
and International Monetary Fund (IMF) initiative that helps member countries strengthen their financial systems by improving compliance with internationally recognized standards and codes. The
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of regulator should change to accommodate the current ecosystem, along with the mechanisms to implement FSAP comments and recommendations. 2008 Full assessment report: Thailand - Assessment of