provision relating to the restriction of rights and liberties of the person, while Section 29 along with Section 35, Section 36, Section 45, Section 48 and Section 50 of the Constitution of the Kingdom of

paragraph of Section 30, the second paragraph of Section 74 along with the second paragraph of Section 30 and the second paragraph of Section 89 along with the second paragraph of Section 30 of the

, internal control and follow up measures to ensure effective implementation. Clause 4. Beside the qualifications prescribed under Clause 3, an applicant for derivatives business operator registration under

who wishes to use derivatives investor contact service shall submit an application to the Office along with documents and details as follows; (1) Scope of using of derivatives investor contact service

Exchange Act B.E. 2535 (1992), which contains a particular provisions relating to restriction of rights and liberties of person while Section 29 along with Section 35 Section 36 Section 45 Section 48 and

how accounting and auditing technical updates are communicated to audit staff along with necessary interpretations and quality control standards 15 How does the firm ensure that those involved in

office service from service provider as prescribed in Clause 3 shall submit an application to the Office along with documents and details as follows: (1) Scope of back office service from service provider

Office has granted approval. (2) Submit to the Office an application for maintenance of status along with evidence or reference of course under (1) attended as per forms and procedures provided in the

permit by virtue of law, along with Clause 18(6) of the Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and Management of

procedure provided in the Office’s electronic work system along with either of the following evidence or reference showing that within the period of two [2] years prior to the date of submission of renewal