) subordinated liabilities which is unsecured and is not under the condition permitting the creditor to call for prepayment before the maturity date, only in the portion of liabilities not exceeding the
private fund for which it is responsible, upon the consent of the person so authorizing and approval of the Office, in accordance with the rules, conditions and procedures specified in the notification of
) conditions for the removal of debenture holder representative; (6) consent of debenture holders permitting the debenture issuer to appoint a debenture holder representative who has received an approval in
holders permitting the debenture issuer to appoint a debenture holder representative who has received an approval in accordance with Section 41(3); (7) representation of the debenture issuer to mortgage
a custodian for the person who has authorized it to manage the private fund for which it is responsible, upon the consent of the person so authorizing and approval of the Office, in accordance with
the date of the withdrawal. The provisions of Section 103 shall apply mutatis mutandis to the persons with whom the securities company enters into an agreement allowing such persons as well as those who
allowing such transaction; (5) sell securities without having possession, or without receiving an order to sell from another person, unless the SEC issues a notification allowing such transaction; (6) accept