. Description of the Transaction The Bank of Thailand has allowed the Bank to change the structure of the financial business group by including KKP Tower as a subsidiary, operating and supporting office rental
individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages
the notification of the Office. In providing services under the first paragraph, the online branch office is not allowed to give an advice concerning derivatives contract or suitability of trading in
electronic equipment; (4) undertake any other necessary duties as prescribed by the notification of the Office. In providing services under the first paragraph, the online branch office is not allowed to give
the format provided on the SEC website. 1.8 Auditor An authorised auditor under the Hong Kong Law who is allowed to audit and affix signature to express an opinion on the audited financial statements of
Securities and Exchange Commission No. KorRor. 4/2558 Re: Determination regarding Types of Transactions in Capital Market Allowed to Use Form of Trust (No. 3) _____________________________ By virtue of Section
valuation of overseas investment. The SEC therefore allowed VTE to submit the audited/reviewed financial statements within October 28, 2014. # # # # # #
the following areas to be satisfied by a management company: (1) The scope of operations of the permitted branch office as it deems appropriate; (2) The procedures to be made by the management company
establish a branch office, the Office may prescribe conditions on the following areas to be satisfied by a management company: (1) The scope of operations of the permitted branch office as it deems
- wide, as well as good corporate governance. All of the above endeavors and satisfactory operating performance, together with sound corporate governance, allowed KBank and K Companies to meet business