loan xxx xxx Receivable grant assets as collateral xxx xxx Other receivables (xxx) (xxx) Total securities business account receivable Plus accrued interests xxx xxx Subtract allowance for doubtful
rights, construct, purchase, provide, sell, dispose, rent lease, hire purchase, grant of hire purchase, borrow, lend accept pledge, accept mortgage, exchange, transfer, accept transfer, or take any action
Market Supervisory Board under Section 60 of the Securities and Exchange Act (No. 4) B.E. 2551 (2008), at the meeting no. 6/2009 held on 13 May 2009 resolved to grant approval for securities companies to
Securities and Exchange Commission throughout the approval period. I fully acknowledge that failure to proceed in accordance with this certification may lead to the SEC Office’s refusal to grant approval to
approval according to the forms and procedures provided in the Office’s electronic work system. The Office will grant an approval only when comply with the following conditions: (1) the applicant have
website of the SEC Office. Clause 6 The SEC Office will grant an approval for the application submitted as prescribed in Clause 5 only if a person who will be appointed to be personnel [in the capital
general public stipulating the period for consideration and making of order with respect to issuance of license, acceptance for registration and grant of approval under this Act. SECTION 7. 2 All rules
Office. The Office shall grant permission to a management company to establish a branch office provided that the management company meets the following criteria: (1) The management company has sound
application for approval according to the forms and procedures provided in the Office’s electronic work system. The Office will grant an approval only when comply with the following conditions: (1) the
an exemption from the requirement of independent director from 1 January 2007 onward. In cases where the Office does not grant an exemption from the requirement of independent director to the