. Securities Registrar Provides service in preparing and maintaining the register book of securities holders, transfer of securities ownership, pledge and seize, as well as the closing of the book in order to
interest that may or may not be a breach of laws. Corruption can occur in both public and private sectors, including company executives misusing their power or position to seek personal gains. Alliance
( ACRA), Philippines Securities and Exchange Commission, and the SEC Thailand. Cooperation with Foreign Regulators The SEC places a strategic focus on proactive alliance with fellow regulators