make an argument with evidence against the allegation before the SEC commences the consideration of the case except when it is necessary and appropriate for the SEC to take a prompt action to prevent
) Application for Approval of Supervisors for Financial Advisors (Form FA-2) Report on Changes or Addition of Directors/Managers/ Department Managers or Equivalent and Higher in Charge of Financial Advisory
) Application for Approval of Supervisors for Financial Advisors (Form FA-2) Report on Changes or Addition of Directors/Managers/ Department Managers or Equivalent and Higher in Charge of Financial Advisory