provision: “(5) borrowing in the name of the mutual fund or creating any encumbrances on the assets of the mutual fund, except entering into derivative or engaging in the transaction in accordance with the
entity gives consent thereto, the SEC may specify that such entity shall have the joint duty and responsibility with the securities issuing company in disclosing useful information for decision making of
have the joint duty and responsibility with the securities issuing company in disclosing useful information for decision making of investors, which may as well include the disclosure of information prior
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contract entered into with or through a derivatives business operator, a derivatives exchange or a derivatives clearing house shall constitute a contract having a legal binding and creating an obligation
contract entered into with or through a derivatives business operator, a derivatives exchange or a derivatives clearing house shall constitute a contract having a legal binding and creating an obligation
Office shall issue the notification to the general public stipulating the period for consideration and making order with respect to issuance of license, acceptance for registration and grant of approval
responsibility with the securities issuing company in disclosing useful information for decision making of investors, which may as well include the disclosure of information prior to and after the offering for
respect in the manner which may affect the investment-making decisions of the investors, the SEC Office shall have the power to order a temporary suspension of the effectiveness of the registration
affect the investment-making decisions of the investors, the SEC Office shall have the power to order a temporary suspension of the effectiveness of the registration statement for an offering of digital