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Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
stop or rectify such actions within a specified period. Secondary Market/Securities Registrar Association related to Securities Business SHARE : For More Information ContactUs Intermediaries Policy
Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
foreign ETF application to be approved for public offerings in Thailand. Remark: Form 69 – CIS full forms an integral part of Form 35 – foreign ETF . CIS Operator is required to complete Form 69
potential shareholding. For Example: Ensuring full and fair information disclosure so that investors have sufficient information for making investment decisions; Enhancing corporate governance of listed
documentation as specified in Form 35 – foreign ETF to the SEC Thailand for the foreign ETF application to be approved for public offerings in Thailand. Remark: Form 69 – CIS full forms an integral part of
action plan geared toward a strengthened infrastructure of corporate financial reporting in Thailand. The full report is available at The World Bank . Doing Business FSAP CG ROSC CG Watch AA ROSC SHARE
documentation as specified in Form 35 – foreign ETF to the SEC Thailand for the foreign ETF application to be approved for public offerings in Thailand. Remark: Form 69 – CIS full forms an integral part of
; (2.3) There are causes and necessities in order to protect the benefit of the investors. Should the mutual fund management company require to stop the operation longer than 1 business day, the