Ministerial Regulation - securities business 02 - 2555 หน้า ๓๙ เล่ม ๑๒๙ ตอนที่ ๙๒ ก ราชกิจจานุเบกษา ๒๘ กันยายน ๒๕๕๕ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๒) พ.ศ. ๒๕๕๕ อาศัยอํา
Ministerial Regulation - securities business 03 - 2555 หน้า ๑๖ เล่ม ๑๓๐ ตอนที่ ๑ ก ราชกิจจานุเบกษา ๔ มกราคม ๒๕๕๖ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๓) พ.ศ. ๒๕๕๕ อาศัยอํานาจ
, to any person with whom the derivatives business operator enters into an agreement authorizing such person as well as those who work for such person to have full or partial power of management in its
, to any person with whom the derivatives business operator enters into an agreement authorizing such person as well as those who work for such person to have full or partial power of management in its
entity established in any other forms as specified in the notification of the SEC. "securities company" means any company, or financial institution licensed to undertake securities business under this Act
licensed to undertake securities business under this Act. "securities business" means any of the following securities businesses: (1) securities brokerage; (2) securities dealing; (3) investment advisory
enter into an agreement or match the order, in the normal course of business, excluding the center or network in the manner as specified in the notification of the SEC. “digital asset broker” means a
right of a person to participate in an investment in any project or business; (2) specifying the right of a person to acquire specific goods, specific service, or any specific other right under an
management is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. SECTION 4. The
than one year; (5) being an officer or an employee of the Office; (6) being a manager or a person with power of management of the operation of securities business, the Securities Exchange, over-the