disputes incidental to or resulted from the derivatives business. Such written agreement shall be made at the first opportunity possible but shall not exceed one year as from the date this Notification
, provide information on the shareholders of the subsidiaries undertaking the core business according to the guidelines under (1); (3) Majority shareholders’ agreement In the event that the majority
issuing company under business reorganization plan that approved by the court under law on bankruptcy or debt restructuring agreement; 4. shareholders of issuing company in accordance with previous
within the next business day from the date on which the securities underwriter collects money from subscribers. Such subscription money shall not be used for any other business; (2) make an agreement with
agreement with another business group, identify the name and the shareholding proportion of the joint venture partner. (If there are several subsidiaries or associated companies, they may be presented in
subsidiary formed by a joint venture agreement with another business group, identify the name and the shareholding proportion of the joint venture partner. (If there are numerous subsidiaries or associates
repurchase agreement Temporary investments Receivables from Clearing House Securities business receivables and Derivatives business receivables Other derivatives assets Other assets Operating Liabilities
, to any person with whom the derivatives business operator enters into an agreement authorizing such person as well as those who work for such person to have full or partial power of management in its
entity established in any other forms as specified in the notification of the SEC. "securities company" means any company, or financial institution licensed to undertake securities business under this Act
Section 112 Securities and Exchange Act B.E. 2535 Section 112. In operating the business of securities brokerage, a securities company shall enter into a written agreement with the customers who