disclosed in the mutual fund schemes and relevant rules, etc. The SEC and the SET are therefore proposing the principles for amending the regulations on approval for issuance and offering for sale of newly
Facebook page ชื่อ Stock Exchange for Investment : Unlicensed securities and derivatives business (Disclosure Date : 27/10/2023)
Facebook Page ชื่อ Stock exchange for investment : Unlicensed securities and derivatives business (Disclosure Date : 03/07/2024)
solicitation for investment in nine digital assets which are not on the list of SEC-approved digital assets or under SEC’s supervision Following the tips from various sources to SEC, several investment
company listed on the Stock Exchange of Thailand. Samples of matters under the SEC responsibility ● Approved securities / derivatives intermediaries / persons. For example: Malfunctioning of working
of Contract for Difference (CFD) with several underlyings such as gold, crude oil and stock index. This is a speculation for the difference between the current value of an the underlyings without
Facebook Page ชื่อ Stock Thai SET50 : Unlicensed securities and derivatives business (Disclosure Date : 01/03/2024)
Facebook Page ชื่อ Thai Stock Fund : Unlicensed securities and derivatives business (Disclosure Date : 07/05/2024)