will yield good returns and will effectively reinforce the SEC's financial stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) Our Roles How We Regulate SEC
requirements, and restrictions. 1.2 The agreement for the management of a private fund or provident fund shall have the following features: (1) The agreement does not contain a statement that the private
guidelines Auditing Mechanism and Balances The SEC Board is empowered to appoint the Audit Committee to reinforce transparency, fairness and accountability of the SEC. This checks and balances structure
restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - For the offering of
provident funds 2.1 Disclosure of Information After a private fund management agreement has been executed, the private fund management company shall disclose the following information to its client: (1
guarantor, the qualification of the new guarantor and terms of guarantee agreement shall not be inferior to the previous one, except in any of the following cases: (1.1) The mutual fund management company
bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - For the offering of bills, the approval will be granted upon submission of the report on