SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
received from numerous participants to the Regional Corporate Governance Roundtables in Latin America, Asia and the Middle East and North Africa. An expert consultation and an open on-line public
transactions to continue. They are (1) securities related contract; (2) deposit taking contract; and (3) trading contract on goods that payment and delivery will take place in the future and does not allow two
that time a great deal has changed in the Asian corporate governance landscape, in great measure due to the continued operation of the Asian Roundtable. Moreover, the OECD Principles were themselves
, the SEC has issued 2 publications about provident fund. In 2001, the SEC has also participated in “Investors Fair 2001,” organized by the SET, which has received a great deal of public attention. The
four times higher than the previous year. At the end of 2007, the open interest of all series of SET50 Index Futures was 13,609 contracts (Figure 6). Non-institutional investors were the major
now well-positioned for a new chapter. In this regard, while a great deal has been achieved, I believe that the years ahead call for much more work and cooperative efforts. We must continue to be pro
shall make a contract of compromise as per Form OrYor. 4 prescribed by the Office. If the mediation is unsuccessful whether because the parties cannot reach an agreement or the Office is of opinion that
process organized by the Office shall have the following characteristics: (1) The dispute arising from the respondent’s failure to comply with the contract, the Securities and Exchange Act, the Provident
process organized by the Office shall have the following characteristics: (1) The dispute arising from the respondent’s failure to comply with the contract, the Securities and Exchange Act, the Provident