Millennium Golden Link (Thailand) Website: www.mglthai.com : Unlicensed securities and derivatives business (Disclosure Date : 27/12/2016)
) (Synopsis) 23/01/2007 16/03/2007 4. Report/Form (Notification of Securities and Exchange Commission) Form EF-1 Agreement of Submitting of Electronic Data Contact The Securities and Exchange Commission
. 38/2553 Rules for Custody of Customer Assets and Essential Details of Custody Agreement (Synopsis) 15/09/2010 01/10/2010 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi
(Notification of Securities and Exchange Commission) (Synopsis) 23/01/2007 16/03/2007 6. Report/Form (Notification of Securities and Exchange Commission) Form EF-1 Agreement of Submitting of Electronic Data 7
(Notification of Securities and Exchange Commission) Form EF-1 Agreement of Submitting of Electronic Data 16. Report/Form (Notification of Securities and Exchange Commission) Form EF-2 Appointment of Certifier
| - |- Outsourcing Services | - |- Joint Management Agreement / Other Agreements |- Auditors | - |- Approval (Section 106) |- Accounting and Financial Statements (Section 105, 106) |- Reporting Requirements (Section
Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other
Agreement / Other Agreements |- Auditors | - |- Approval (Section 106) |- Accounting and Financial Statements (Section 105, 106) |- Reporting Requirements (Section 109) |- Disclosure | - |- Advertising
Procedures for Sale or Acceptance of Redemption of Investment Units and Soliciting of Customers to Execute an Agreement for Management of Private Fund 03/12/2004 16/12/2004 28. Notification of the Office of