their investment objective, investment experiences, financial status, financial obligations, investment requirements, and restrictions. 1.2 The agreement for the management of a private fund or provident
their investment objective, investment experiences, financial status, financial obligations, investment requirements, and restrictions. 1.2 The agreement for the management of a private fund or provident
securities and derivatives is to ensure that both counterparties will carry out their agreed trading agreement. Therefore, it is necessary to have a clearing and settlement system whereby a clearing house
securities and derivatives is to ensure that both counterparties will carry out their agreed trading agreement. Therefore, it is necessary to have a clearing and settlement system whereby a clearing house
Regulatory Summary Required documents for an approval of ARFP Passport Funds (for inbound only) A CIS Operator must submit a completed Form 35 – ARFP CIS in hard copies accompanied by all supporting
copies accompanied by all supporting documentation as specified in Form 35 – NRI CIS to the SEC Thailand for the ASEAN NRI CIS. 2. ASEAN CIS (for public offerings) A Qualifying CIS Operator must
. Required documents for an approval of ASEAN 1. ASEAN NRI CIS (for non-retail investors only) A CIS Operator must submit a completed Form 35 – NRI CIS in hard copies accompanied by all
Form 35 – ARFP CIS in hard copies accompanied by all supporting documentation as specified in Form 35 – ARFP CIS to the SEC Thailand for the ARFP Passport Fund Remark: Form 69 – CIS full forms an
Form 35 – ARFP CIS in hard copies accompanied by all supporting documentation as specified in Form 35 – ARFP CIS to the SEC Thailand for the ARFP Passport Fund Remark: Form 69 – CIS full forms an
Operator must submit a completed Form 35 – HK-TH MRF in hard copies accompanied by all supporting documentation as specified in Form 35 – HK-TH MRF to the SEC Thailand for the Hong Kong Covered Fund. Remark