beneficial owner of shares means a beneficial owner of shares as prescribed in the fourth paragraph of Section 25 of the Derivatives Act B.E. 2546 (2003) . (4) “ precious metal ” means gold, silver or platinum
” means gold, silver or platinum. Chapter 1 Qualification of Applicant _________________ Clause 3 An applicant applying for the license of precious metal derivatives brokerage shall be newly established
matching orders or arranging for counter parties, or by way of providing a trading facility for or facilitating those having intention to trade in derivatives to be able to agree upon or enter into a
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 43 FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exc...
appoint a panel of three arbitrators in the statement of claim, and the respondent may indicate his intention whether or not to agree to have three arbitrators in the counterclaim under Clause 10. In cases
power under the aforesaid notification. Clause 9/1. In the case where the lender is one of the following juristic persons, the business operator and the lender may agree otherwise for the undertaking
อีทีเอฟทองคำที่จัดตั้งขึ้นตามประกาศเกี่ยวกับการจัดตั้งกองทุนรวมและการเข้าทำสัญญารับจัดการกองทุนส่วนบุคคล “โลหะมีค่า” หมายความว่า ทองคำ เงิน (silver) แพลทินัม หรือทรัพย์สินอื่นใด ตามที่สำนักงานประกาศ
สามารถลงทุนในหุ้นได้ ( แก้ไขเพิ่มเติมให้กอง 1 สามารถลงทุนในหุ้น (Golden share) ของบริษัทผู้เช่า (Special purpose vehicle) อสังหาริมทรัพย์จาก กอง 1 ซึ่งมีการกำหนดอัตราค่าเช่าที่มีลักษณะ profit sharing
intermediary should establish another measure to ensure that the operation of the outsourcee remains in compliance with the agreed term; (7) establish the term for the outsourcee to agree upon to allow the SEC
explanation of reasons supporting the selection of credit rating for inspection made by the SEC Office. Clause 19 A securities company may agree with a client on the rate of return which the securities company