at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false
therefore prohibited her from re-entering as capital market business personnel for a period of 10 years, effective from 15 July 2020. In addition, SEC has found that this misconduct had been partially
business personnel for a period of seven years and six months, effective from 8 August 2020. In addition, SEC has found that this misconduct had been partially caused by Mrs. Prapai Songserm, the bank’s
10 years on account of deceiving several clients, falsifying documents, spending clients? money for his own interest, and using clients? trading accounts to trade securities for himself.Following a
Bangkok, 9 February 2018 ? The SEC has revoked the approval for a securities investment consultant by the name of Mr. Sakkarin Uttakrit for 10 years on account of committing undue acts toward clients
RETAIL CORPORATION PUBLIC COMPANY LIMITED Disclosure Business News ( 1 record(s) found) Date Time Heading Link 14/09/2020 21:25 The Acquisition of the Business of COL Public Company Limited by means of a
age of 50 to 59, contributing to 31 percent, as shown in figure 5. 47% 13%6% 3% 31% 30-39 years 40-49 years 50-59 years 60-69 years More than70 years Proportion of ages range of auditors in capital
years during the past 5 years prior to the application date. ✓ ✓ 2 Passed Level 1 or higher of the Certified Investment and Securities Analyst (CISA) or Chartered Financial Analyst (CFA) examination, or
business, by bringing such merchandise into and for sale in Thailand for the first time, resulting in S-TREK being very well-known in the IT business. The following years, S-TREK started expanding its