statements for Q3/2014 to the SEC and the SET within specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of
specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.56(1) in
person representatives failed and the statute of limitations ran out. SEC Act S.113 Criminal Complaint Filed with an Inquiry Official Dated 26/11/2019
sufficient personnel to be able to operate the investment advisory service business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives
(Form 56-2, 2021) to the SEC within the specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of
to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.56(2)(3)(4) and 199 Criminal Complaint Filed with an Inquiry Official Dated 27/06/2017
statements for Q2/2017 to the SEC and the SET within specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of
report for the year 2018 (Form 56-2, 2018) to the SEC within the specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed
prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 22/10