Commission No. OrNor. 7/2547 Re: Arbitral Process (No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling
: Arbitral Process (No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund
(No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund supervisor; (4) a
increase flexibility and effectiveness in business operations by delegating other persons, who are prepared to operate the business under the principle of principal-agent relationship. SEC has held three
on Appointment of Selling Agent to Increase Securities Distribution Channels ● Investor Education Program 31 GOAL 2 Promote and Develop Mechanism to Empower Investors ● Promotion of Good Corporate
share- holders (through what is known as 'tunnelling' 3 ), or misrepresenting an individual company's financial statements (of particular concern where the company is under pressure to meet expectations
to strengthen compliance Promote transparency in the initial public offering (IPO) share allocation process ● Required issuers to disclose their allocation methodology and clearly identify in the
=580&rows=10 581 - 590 of 15,636 results Sort by: Relevance Date (Newest) Date (Oldest) Equity Prospectus - J : JAS ASSET PUBLIC COMPANY LIMITED Common share | Initial Public Offering | Offering Date
=580&rows=10 581 - 590 of 15,636 results Sort by: Relevance Date (Newest) Date (Oldest) Equity Prospectus - J : JAS ASSET PUBLIC COMPANY LIMITED Common share | Initial Public Offering | Offering Date
=590&rows=10 591 - 600 of 15,636 results Sort by: Relevance Date (Newest) Date (Oldest) Equity Prospectus - J : JAS ASSET PUBLIC COMPANY LIMITED Common share | Initial Public Offering | Offering Date