Bangkok, December 9, 2009 ? The SEC is inviting the public to comment on the draft amendment to the rules governing appointment of selling agents by asset management companies, securities companies and limited brokers, dealers and underwriters (LBDUs).The main objective of the proposed amendment is to allow juristic persons to act as selling agents for the aforesaid intermediaries, as opposed to the existing rules which allow only natural persons to perform such role. Once effective, the amendme...
Bangkok, December 9, 2009 ? The SEC is inviting the public to comment on the draft amendment to the rules governing appointment of selling agents by asset management companies, securities companies and limited brokers, dealers and underwriters (LBDUs).The main objective of the proposed amendment is to allow juristic persons to act as selling agents for the aforesaid intermediaries, as opposed to the existing rules which allow only natural persons to perform such role. Once effective, the amendme...
SCB ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 26/09/2016 - 26/09/2016
LAND AND HOUSES FUND MANAGEMENT COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 14/11/2012 - 26/11/2012
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 20/08/2007 - 20/08/2007
BBL ASSET MANAGEMENT COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 18/11/2002 - 25/11/2002
Bangkok, October 30, 2006 ? The SEC has disseminated a circular to all asset management companies today to update penalty procedures for unintentional or immaterial errors committed against customers? specifications or the SEC Notifications regarding management of mutual funds, private funds or provident funds. The adjusted procedures give asset management companies that commit immaterial offences time and opportunity to correct their mistakes or pay remedies in protection of investors? int...
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 03/04/2000 - 05/04/2000
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 24/05/2016 - 30/05/2016
SCB ASSET MANAGEMENT COMPANY LIMITED| ,Retirement Mutual Fund : RMF | Offering Date : 03/09/2019 - 09/09/2019