or Agent (individual) Acting as Investor Contact of the Company D erivatives Agent Licensed Derivatives Broker Registered Derivatives Broker Securities Dealer Securities Companies and Other
broker means a person who provides services or holds itself out to the public as available to provide services as a broker or an agent for any person with respect to the trading or exchange of digital
broker means a person who provides services or holds itself out to the public as available to provide services as a broker or an agent for any person with respect to the trading or exchange of digital
broker or an agent to effectuate trading in debt securities between dealers in normal course of business, the service of which is carried out by collecting information on offer for sale or purchase of such
Derivatives Agent о Guidelineon the commencement for operation of securities / derivatives business • Dealer о Securities Dealer о Derivatives Dealer • Advisor о
the aforesaid persons who hold a position or is in the line of work involved in the performance of duties related to such inside information; (4) Director, sub-committee member, representative of a
the aforesaid persons who hold a position or is in the line of work involved in the performance of duties related to such inside information; (4) Director, sub-committee member, representative of a
Private Fund Management Companies Fund Managers Custodians Auditors I nvestment Analysts / Investment Consultants Marketing Representative of Private Fund Provident Funds Management Companies
bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - Can be offered only to persons related to the issuer or II or HNW. - If the offering is
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