…………................................................................. …………………………….......................................................................... telephone number…………………….. facsimile number ………………………… 2. Details for supplementing the consideration: 2.1 A license granted by the authorized organization or agency under the law (only in the case of a CB

Thailand; (3) an international financial institution; (4) a juristic person established under a specific law; (5) a government agency and a State enterprise under the law on budgetary procedure; (6) the

informs you that the AMLO, the core agency with a duty to supervise matters concerning money laundering, has issued rules with details whereby intermediaries are required to establish a client acceptance

government agency and state enterprise under the law on budgetary procedure; (8) the Financial Institutions Development Fund; (9) a juristic person having total assets of five hundred million baht or more

home country where its official agency or regulator is a member of International Organization of Securities Commissions (IOSCO), whose regulation on certain derivatives business is not inferior to those

registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business

yes O no 6.10 Being a government official or an officer of State agency with the duties to supervise the derivatives business operators or financial institutions: O yes O no Form as of 25 July 2006 Part

regulatory agency and later obtained license to undertake securities business, provided that such regulatory agency has in place the requirements or practices under the principles similar to the rules on risk

งอื่นๆ ที่มิใช่เพื่อการระดมทุนโดยตรง เช่น 1. เป็นเครื่องมือในการสร้างแรงจูงใจให้แก่กรรมการและพนักงาน 2. เป็นของแถม (sweetener) ที่ควบไปกับการเสนอขายหลักทรัพย์อื่น เพื่อดึงดูด ให้ผู้ลงทุนสนใจซื้อ หรือเพื่อ

following regulatory agencies which is located in a country whose supervisory measures on investment management are recognized by the SEC Office: (a) a regulatory agency which is a member of the International