Regulate About Us SHARE : Detail Content How We Regulate The SEC supervises and regulates the capital markets under following laws: The law on securities and exchange; The law governing
Abritation For filing a complaint or sending an inquiry, please use any of the following channels (During business hours) : e-mail : complaint@sec.or.th Telephone : 1207 press 2 (complaint) or
, executives and staff covers the following areas: Accountability Responsibility Equitable Treatment and Participation Disclosure and Transparency Internal Control and Internal Value Creation by Enhancing Market
advice on matters under the SEC's purview. Complaints / Whistleblowers Inquiries / Suggestions Abritation For filing a complaint or sending an inquiry, please use any of the following channels (24
for public offerings. Also a concern at the initial stage of development was the overlapped market supervision under the authority of multiple agencies as seen in the following areas: Securities
. Our Roles How We Regulate https://www.sec.or.th/EN/Pages/AboutUs/OrganizationStructure.aspx English (United States) Working Principles , executives and staff covers the following areas: Accountability
as promote collaboration on regulatory activities and matters pertaining to the public accounting profession. The IFIAR was established on September 15, 2006 with the following objectives: To share
details of the investigative process to the complainant to prevent an impact on the consideration of the case. The results of the consideration will be sent to the complainant after the SEC investigation
ด้าน AML/CFT • จัดทำบทศึกษำฉำกทัศน์ธุรกิจหลักทรัพย์ “Landscape of Thai securities businesses after Covid-19 and under digital disruption”: ก.ล.ต. จัดจ้าง ธนาคารโลกทาบทศึกษาฉากทัศน์ธุรกิจหลักทรัพย์ไทย