Bangkok, January 16, 2009 ? The Capital Market Supervisory Board (CMSB) resolved to extend the due date for TSFC Securities Co., Ltd. (TSFC)?s filing of petition for consent to undergoing rehabilitation process under the Bankruptcy Law until February 12, 2009 and ordered TSFC to inform all clients of their right to withdraw excess collateral pledged with the company. Earlier TSFC board of directors notified the CMSB of its decision to enter into rehabilitation process under the Bankruptcy Law B....
With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading activities with another foreign digital asset trading platform and allowing payment for the transactions made in Thai baht through Prompt Pay and Thai QR. Such provision of services may be deemed the undertaking of digital asset business without license, subject to the offenses under the Emergenc...
will help reflect its actual financial position and operating performance as well as be of beneficial to investors, the SEC has granted a waiver to DAIDO from correcting its Q1 and Q2/2004 financial
Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder
that such director or manager is granted approval from the SEC;(2) In cases where a securities company appoints an executive of another securities company as its executive (cross director), such
well as warn their personnel not to involve with such loans. Additionally, the SEC will cooperate with related agencies in setting up clear guidelines on credit lines provided to clients so as to prevent
first paragraph, the term of “ foreign collective investment scheme ” means a collective investment scheme established under foreign law provided that it has been granted approval, registered or
first paragraph, the term of “foreign collective investment scheme” means a collective investment scheme established under foreign law provided that it has been granted approval, registered or authorized
be considered the undertaking of securities, derivatives, and digital asset businesses without licenses, including the services beyond the scope of granted licenses*, and may be subject to