anti-money laundering officer to be responsible for rendering advices, monitoring, and reviewing transactions in order to ensure compliance with this Notification, the anti-money laundering legislations
6. Securities company must designate an anti-money laundering officer to be responsible for rendering advices, monitoring, and reviewing transactions in order to ensure compliance with this
finance and banking; (2) having minimum experience of 3 years in either one of the following areas: (a) providing advices or recommendations relating to Islamic principles; (b) researching and developing
setting up the sale price of the housing units at a competitive level as well as presenting 360° virtual tour to show MK housing design to customers. MK staffs were able to give various advices to customers
securities trading. Chapter 312 Contacting, Soliciting or Giving Advice to Client Clause 16.13 14 15 In contacting, soliciting, or giving advices relating to securities investment to investor or the client of
Giving Advice to Client Clause 16.13 14 15 In contacting, soliciting, or giving advices relating to securities investment to investor or the client of securities company, or in analyzing a securities
ทั้งจะตอ้งใหค้ ำแนะน ำกำรลงทุน กำรคดัเลือก/ปรับเปล่ียนนโยบำย/แผนกำรลงทุนท่ี เหมำะสม (“good advices”) ในทุกคร้ังท่ี บลจ.มีกำรน ำเสนอนโยบำย/แผนกำรลงทุนให ้FC เช่น เม่ือตั้งกองทุน เม่ือมี กำรเปล่ียน บลจ
person who contacts, solicits or gives advices regarding trading in derivatives or analysis of value or properness of trading in derivatives products or underlying products for derivatives and publicly
who is responsible for financial statements. 2.4 The board of directors are knowledgeable for the company business and have expertise beneficial to the company or can seek advices from experts in a