, please provide us the result of quality review. 5 Does the firm establish the progression route within the firm out of training contract and how senior managers/directors/ partners promoted – what criteria
as advertised” or “in case the mutual fund is unable to make the investment as prescribed due to changes in the market’s condition, the management company may not accept redemption of investment units
receive the return as advertised” or “in case the mutual fund is unable to make the investment as prescribed due to changes in the market’s condition, the management company may not accept redemption of
Part C: Distribution of NRI CIS and CIS Operator’s Local Representative Arrangement for Distribution 17) Units in NRI CIS will be offered/ marketed in Thailand by the following intermediaries who are
Representative Arrangement for Distribution 17) Units in the ARFP Passport Fund will be offered/ marketed in Thailand by the following intermediaries who are licensed or regulated by the SEC Thailand: Asset
Fund 13) Units of the Hong Kong Covered Fund will be offered/marketed/distributed in Thailand by the following intermediaries who are licensed or regulated by the SEC Thailand: Asset Management Company
investment units, it could be advertised when an application for establishment and management of mutual fund has been submitted to the SEC Office. If the application has not been approved, the advertisement
investment units, it could be advertised when an application for establishment and management of mutual fund has been submitted to the SEC Office. If the application has not been approved, the advertisement