Clause 3; “ fee ” means a fee for undertaking business according to license; “ income ” means an income before deducting expenditures from undertaking business according to license; “ investment unit ”4
under the Innovation Development Program to Support Provision of Capital Market Services [regulatory sandbox]. “ fee ” means a fee for undertaking business according to license; “ Exchange ” means the
(1) และ (2) แล้ว บริษัทจัดการจะสามารถคิดค่าธรรมเนียมการจัดการ (“management fee”) ได้ตามขอบเขตดังนี้ โดยข้อมูลเกี่ยวกับการรับเงินค่าตอบแทนจากกองทุนรวมต่างประเทศถือเสมือนว่าเป็นข้อมูลเกี่ยวกับ management
issue date. Clause 7 The application fee and the license for establishment shall be according to the following rates: (1) the application fee for the establishment of an association related to securities
responsibilities of the management company (2) Types, rates and procedure for collecting of fee, other remuneration or expenses for management of the private fund. In case where the fee is collected according to the
(management fee) ค่าธรรมเนียมผู้ดูแลผลประโยชน์ (trustee fee) ค่านายทะเบียน (registrar fee) ค่าที่ปรึกษาการลงทุน (advisory fee) ……………………………………………….. ค่าใช้จ่ายอื่น ๆ รวมค่าใช้จ่ายทั้งหมด* * ไม่รวมค่านายหน้าซื้อ
customers or the public in any matter concerning the price, value and nature of the securities involved; (3) engage in any act which may cause damage or constitute an unfair advantage to its customers or
request and application fee ( Approval request fee of 50,000 baht due to the following cases: ( (1) First time request for approval (the applicant has never requested an approval before); ( (2) Request for
condition that the person giving advice does not receive a fee or a reward, either directly or indirectly, for such giving an opinion or sharing knowledge or experience, for example, not receiving a share of
brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom