(Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241) Group 2: Constituting an unfair advantage over investor by exploiting the inside
(Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241) Group 2: Constituting an unfair advantage over investor by exploiting the inside
transferred due to reasonable circumstances; (2.2) The NAV cannot be calculated fairly and appropriately; (2.3) There are causes and necessities in order to protect the benefit of the investors
transferred due to reasonable circumstances; (2.2) The NAV cannot be calculated fairly and appropriately; (2.3) There are causes and necessities in order to protect the benefit of the investors
limit Guarantee of income Facilitation of benefits Trust certificate holder meetings Other rules Status and structure A REIT is not a juristic person, but a pool of assets owned by a trustee. A
. (2) In the case that the number of unitholders of a retail fund is less than 35 on any business day. 19.1.2 Open-end mutual fund (1) The number of the unitholders is less than the specified limit as
. (2) In the case that the number of unitholders of a retail fund is less than 35 on any business day. 19.1.2 Open-end mutual fund (1) The number of the unitholders is less than the specified limit as
offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in
offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in
of holding more than one-third of total outstanding units over one year) 4. Procedures for holding investment units over One-Third Limit 1. Limitations on unitholding over one-third of the total