Content Intermediaries Regulatory Summary Outsourcing Activities Appointment of an Investment Advisor (IA) according to Section 100 Paid-Up Registered Capital Audit Committees of
Passing Orders for Trading of Securities and Derivatives The Notification of the Securities and Exchange Commission No. KorThor 25/2560 Re: Specification of Paid-up Registered Capital of Securities
the investment unit value and price as specified in the scheme; (2.2) Calculate the NAV and investment unit values using a fair price. The value per investment unit shall be rounded up to a minimum of
the investment unit value and price as specified in the scheme; (2.2) Calculate the NAV and investment unit values using a fair price. The value per investment unit shall be rounded up to a minimum of
follows: (1) The targeting fund shall not invest back to the invested fund (circle investment), and the invested fund shall not invest in other funds under the same management company (cascade investment
follows: (1) The targeting fund shall not invest back to the invested fund (circle investment), and the invested fund shall not invest in other funds under the same management company (cascade investment
shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of
shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of
of 2018: (1) a compensation at an equal amount to the benefit received or should have been received from committing an offence; (2) a suspension of securities or derivatives trading for up to five
อนุญาตมิใช่บริษัทจดทะเบียน) ภาพถ่ายหนังสือแสดงข้อผูกพันต่อสำนักงานว่า จะทำสัญญา back to back agreement กับบุคคลที่กำหนดก่อนเสนอขายในแต่ละครั้ง (ถ้ามี) ภาพถ่ายหนังสือแสดงข้อผูกพันต่อสำนักงานว่า จะจัดให้มี